Her role is pivotal in maintaining the integrity and compliance of the organization's operations within the ever-evolving landscape of financial regulations.
UNIONDALE, NY, May 17, 2024 /24-7PressRelease/ -- Tina M. Rizzo, MBA, Esq., has been selected for inclusion in Marquis Who's Who. As in all Marquis Who's Who biographical volumes, individuals profiled are selected on the basis of current reference value. Factors such as position, noteworthy accomplishments, visibility, and prominence in a field are all taken into account during the selection process.
Ms. Rizzo has established herself as a distinguished professional in investment management, focusing on broker/dealer compliance and regulations, privacy regulations, and investment advisor regulations. Since 2024, she has been the director of regulatory oversight management at BNY Mellon in Uniondale, New York. In this role, Ms. Rizzo oversees a team that ensures the firm's adherence to complex regulatory requirements. Her role is pivotal in maintaining the integrity and compliance of the organization's operations within the ever-evolving landscape of financial regulations.
Before her current position, Ms. Rizzo held several key roles within BNY Mellon that contributed to her extensive expertise in regulatory compliance and operations management. She began her tenure at the company as a benefits services representative in 1997. She steadily climbed the ranks through various positions, including senior retirement unit specialist, supervisor and brokerage operations specialist, vice president and manager of private securities, director of private securities operations, and manager of AML/KYC operations. Each role provided Ms. Rizzo with invaluable experience and insights into different facets of financial services operations and compliance.
Ms. Rizzo's commitment to financial and legal excellence is evident in her educational achievements and professional licenses. She earned a Bachelor of Business Administration in 2006 from Hofstra University, followed by a Master of Business Administration in finance and a Doctor of Jurisprudence in 2010. Ms. Rizzo's academic journey was complemented by a legal internship at Hofstra University's Securities Arbitration Clinic in 2009, which honed her skills in navigating legal challenges in the financial sector. Additionally, she holds Series 6, 7, 24, and 63 licenses through the Financial Industry Regulatory Authority, demonstrating her commitment to professional growth and expertise.
Looking toward future endeavors, Ms. Rizzo is deeply committed to continuous growth and learning within her field. She envisions remaining with BNY Mellon while expanding her knowledge and expertise within and outside the industry. This forward-thinking approach underscores Ms. Rizzo's dedication to contributing meaningfully to investment management and regulatory compliance complexities.
About Marquis Who's Who®:
Since 1899, when A. N. Marquis printed the First Edition of Who's Who in America®, Marquis Who's Who® has chronicled the lives of the most accomplished individuals and innovators from every significant field of endeavor, including politics, business, medicine, law, education, art, religion and entertainment. Marquis celebrates its 125th anniversary in 2023, and Who's Who in America® remains an essential biographical source for thousands of researchers, journalists, librarians and executive search firms around the world. Marquis® publications may be visited at the official Marquis Who's Who® website at www.marquiswhoswho.com.
# # #